Business Compliance Officer
Your team
Pictet Trading & Sales (PTS) provides direct access to global markets, offering bespoke trading solutions across a wide range of asset classes. Our sales traders, IT specialists, strategists and quant analysts are assisted by a full suite of risk and control functions as well as the latest technology.
PTS is looking to hire a Business Compliance Officer to strengthen its Compliance team. You will be mainly involved in trade surveillance and best execution monitoring and report to the Global Head of Business Compliance.
Your role- Conducting trade surveillance (market abuse) and monitoring best execution on all products traded at PTS, maintaining accurate and concise records of all investigations undertaken, including details on the rationale for any decisions made.
- Identifying and investigating all alerts generated by the tools or brought to your attention by the traders.
- Ensuring that the trade surveillance (market abuse) and best execution framework is comprehensive, adequate and in compliance with regulatory requirements and expectations, as well as ensuring the regulatory watch.
- Fostering a culture of compliance within the organisation by promoting awareness and understanding of PTS procedures.
- Taking part in other projects and committees and acting as a back-up for the rest of the team.
- Graduate degree in law or advanced banking education with wide knowledge and general experience of compliance topics (market integrity and investor protection). Strong understanding of international financial market regulations.
- CAS in compliance or certification training in compliance will be an asset.
- Minimum 3 years of compliance experience.
- Excellent knowledge of the financial, regulatory and banking environments.
- Excellent command of computer tools and investigative mindset.
- Excellent communication (both written and oral) and interpersonal skills, with the ability to collaborate effectively with cross-functional teams.
- Strong analytical and problem-solving skills, with the ability to interpret complex data and make informed decisions.
- Fluency in French and English. German a plus.
- Must be resident in Switzerland or willing to relocate.
Note
We will not accept any CVs via agencies.
REF: BCO/SAS/VA
Diversity & Inclusion
Pictet is an equal opportunity employer and is committed to creating a diverse environment. We respect all individuals and seek their inclusion in the workplace.